Simon Chilton Murphy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Client dealing (1 Apr 2023 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2023 to 29 Feb 2024)
    • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 31 Dec 2024)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF21 Investment Adviser (11 Aug 2004 to 6 Sep 2004)
    • CF27 Investment Management (2 Mar 2004 to 6 Sep 2004)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.