Simon Charles Watkins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Algorithmic trading (3 Jan 2018 to 31 Jan 2023)
    • [FCA CF] Significant management (7 Mar 2017 to 31 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2017 to 31 Jan 2023)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF21 Investment Adviser (14 Feb 2005 to 26 Sep 2006)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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