Simon Charles Oakley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASPECT FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 502319

    • CF1 Director (27 Aug 2009 to 31 May 2018)
    • CF10 Compliance Oversight (27 Aug 2009 to 31 May 2018)
    • CF11 Money Laundering Reporting (27 Aug 2009 to 31 May 2018)
    • CF30 Customer (27 Aug 2009 to 31 May 2018)
    • Responsible for Insurance Mediation (27 Aug 2009 to 31 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.