Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 30 Mar 2023)
    • [FCA CF] Client dealing (since 5 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2022)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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