Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fundsmith LLP (no longer approved here)

    FRN 523102

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Oct 2021)
    • SMF27 Partner (9 Dec 2019 to 11 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Oct 2021)
    • CF10 Compliance Oversight (24 Dec 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF4 Partner (18 Oct 2010 to 8 Dec 2019)
    • CF28 Systems and controls (18 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Oct 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.