Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 11 Oct 2021)
- SMF27 Partner (9 Dec 2019 to 11 Oct 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Oct 2021)
- CF10 Compliance Oversight (24 Dec 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF4 Partner (18 Oct 2010 to 8 Dec 2019)
- CF28 Systems and controls (18 Oct 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Oct 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.