Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
    • CF1 Director (AR) (since 29 Nov 2021)
    • CF30 Customer (since 29 Nov 2021)
  • Investell Ltd

    FRN 948565

    • (1)Employed By (since 29 Nov 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2004 to 10 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.