Simon Charles Bennett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citicourt & Co Limited (no longer approved here)

    FRN 149789

    • CF30 Customer (1 Nov 2007 to 19 Feb 2016)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (6 Jan 2006 to 19 Feb 2016)
    • CF11 Money Laundering Reporting (6 Jan 2006 to 19 Feb 2016)
    • CF23 Corporate Finance Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (6 Jan 2006 to 31 Oct 2007)
    • CF1 Director (6 Jan 2006 to 19 Feb 2016)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.