Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Simon Brown
FRN 724230
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
- CF28 Systems and controls (1 Aug 2016 to 8 Dec 2019)
- CF29 Significant management (1 Aug 2016 to 8 Dec 2019)
- CF4 Partner (1 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.