Simon Bowler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mirabella Financial Services LLP
FRN 415559
- [FCA CF] Client dealing (since 21 Jan 2026)
GLG Partners LP (no longer approved here)
FRN 186093
- [FCA CF] Client dealing (19 Feb 2024 to 14 Jan 2025)
Numis Securities Limited (no longer approved here)
FRN 144822
- SMF3 Executive Director (22 Dec 2022 to 27 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2024)
- CF30 Customer (23 Oct 2018 to 8 Dec 2019)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (13 Jan 2010 to 13 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.