Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brick Finance Limited
FRN 670606
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jan 2023)
- Responsible for Insurance Distribution (since 1 Jul 2022)
- Responsibility for MCD Intermediation (since 1 Jul 2022)
- SMF16 Compliance Oversight (since 1 Jul 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Sep 2015 to 8 Dec 2019)
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- Employed By (1 Feb 2010 to 23 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.