Simon Barry Underhill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sumitomo Corporation Global Commodities Limited (no longer approved here)
FRN 538822
- [FCA CF] Proprietary trader (9 Dec 2019 to 1 Mar 2022)
- CF30 Customer (1 Feb 2016 to 8 Dec 2019)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (18 Jan 2012 to 11 Jan 2016)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 3 Jan 2012)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF21 Investment Adviser (27 Jan 2006 to 13 May 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (22 May 2002 to 27 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.