Simon Baron Buckingham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Material risk taker (15 Mar 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (30 Jun 2006 to 31 Oct 2007)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF26 Customer Trading (1 Dec 2001 to 8 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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