Simon Barker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Client dealing (20 Feb 2017 to 3 Feb 2025)
    • [FCA CF] Functions requiring qualifications (20 Feb 2017 to 3 Feb 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 28 Jan 2003)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF27 Investment Management (6 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.