Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 10 Dec 2009)
- CF30 Customer (since 10 Dec 2009)
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Simon Turner Financial Consultants
FRN 211692
- (2)Employed By (since 18 Feb 2005)
- (2)Employed By (1 Dec 2001 to 18 Jun 2004)
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- CF30 Customer (1 Nov 2007 to 29 Dec 2009)
- CF4 Partner (AR) (2 Mar 2005 to 31 Jan 2006)
- CF7 Sole Trader (AR) (18 Feb 2005 to 2 Mar 2005)
- CF21 Investment Adviser (18 Feb 2005 to 31 Oct 2007)
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- (4)Employed By (18 Jun 2004 to 31 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Simon Turner Financial Consultants
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controlled function added: (2)Employed By at Simon Turner Financial Consultants