Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 10 Dec 2009)
    • CF30 Customer (since 10 Dec 2009)
    • (2)Employed By (since 18 Feb 2005)
    • (2)Employed By (1 Dec 2001 to 18 Jun 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 29 Dec 2009)
    • CF4 Partner (AR) (2 Mar 2005 to 31 Jan 2006)
    • CF7 Sole Trader (AR) (18 Feb 2005 to 2 Mar 2005)
    • CF21 Investment Adviser (18 Feb 2005 to 31 Oct 2007)
  • Integral Finance (IFA) Ltd (no longer approved here)

    FRN 196818

    • (4)Employed By (18 Jun 2004 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Simon Turner Financial Consultants

  2. controlled function added: (2)Employed By at Simon Turner Financial Consultants