Simon Andrew Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rush Insurance Services Limited (no longer approved here)
FRN 714385
- SMF3 (AR) Executive Director function (9 Dec 2019 to 21 Jan 2020)
- CF1 Director (AR) (9 Nov 2017 to 8 Dec 2019)
Travel Counsellors Limited (no longer approved here)
FRN 493650
- Employed By (9 Nov 2017 to 21 Jan 2020)
Maintenance Assist Ltd (no longer approved here)
FRN 516611
- CF1 Director (AR) (6 Jul 2016 to 31 Oct 2017)
LOCHAIN PATRICK INSURANCE BROKERS LTD (no longer approved here)
FRN 309344
- CF1 Director (2 May 2006 to 31 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.