Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBION LIMITED

    FRN 513138

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
    • [FCA CF] Client dealing (since 10 Mar 2026)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (5 Jan 2022 to 6 Mar 2026)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 29 Jan 2016)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2006 to 24 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.