Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBION LIMITED
FRN 513138
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
- [FCA CF] Client dealing (since 10 Mar 2026)
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- [FCA CF] Functions requiring qualifications (5 Jan 2022 to 6 Mar 2026)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 May 2021)
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- CF30 Customer (1 Nov 2007 to 29 Jan 2016)
- CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2006 to 24 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.