Simon Amess

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FCE Bank Plc

    FRN 204469

    • SMF4 Chief Risk (since 3 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Jul 2025)
    • [FCA CF] Material risk taker (since 25 Jul 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (2 Dec 2019 to 20 Sep 2020)
    • [PRA CF] Managing a material risk taker (2 Dec 2019 to 20 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2017 to 1 Feb 2022)
    • [FCA CF] Material risk taker (21 Jul 2017 to 1 Feb 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Managing a material risk taker (2 Dec 2019 to 20 Sep 2020)
    • [FCA CF] Manager of certification employee (2 Dec 2019 to 20 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2017 to 1 Feb 2022)
    • [FCA CF] Material risk taker (21 Jul 2017 to 1 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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