Simon Alexander

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Nov 2022)
    • CF1 Director (AR) (since 23 Sep 2022)
    • CF30 Customer (since 23 Sep 2022)
  • Streamline Financial Planning Ltd

    FRN 980675

    • (1)Employed By (since 23 Sep 2022)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Functions requiring qualifications (1 Aug 2021 to 28 Oct 2022)
    • [FCA CF] Client dealing (1 Aug 2021 to 28 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Streamline Financial Planning Ltd

  2. controlled function added: (1)Employed By at Streamline Financial Planning Ltd