Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (28 Feb 2022 to 31 May 2022)
- [FCA CF] Significant management (28 Feb 2021 to 31 May 2022)
- [FCA CF] Client dealing (28 Feb 2021 to 31 May 2022)
- [FCA CF] Material risk taker (28 Feb 2021 to 28 Feb 2022)
- CF30 Customer (8 Dec 2016 to 8 Dec 2019)
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- CF30 Customer (17 Feb 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 10 Jan 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.