Simon Abbott

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP

    FRN 465131

    • SMF16 Compliance Oversight (since 19 Mar 2026)
    • [FCA CF] Manager of certification employee (5 Nov 2024 to 19 Mar 2026)
    • [FCA CF] Significant management (14 Feb 2022 to 3 Jun 2024)
  • The Northern Trust Company

    FRN 122020

    • [FCA CF] Manager of certification employee (since 5 Nov 2024)
    • [FCA CF] Significant management (since 19 Aug 2024)
    • [FCA CF] Significant management (14 Feb 2022 to 3 Jun 2024)
  • Northern Trust Global Services SE

    FRN 829966

    • [FCA CF] Manager of certification employee (since 5 Nov 2024)
    • [FCA CF] Significant management (since 19 Aug 2024)
    • [FCA CF] Significant management (6 Jan 2023 to 3 Jun 2024)
  • Northern Trust Investor Services Limited

    FRN 927658

    • [FCA CF] Manager of certification employee (since 5 Nov 2024)
    • [FCA CF] Significant management (since 19 Aug 2024)
    • [FCA CF] Significant management (14 Feb 2022 to 3 Jun 2024)

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Updates to this individual's record on the FCA register.

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