Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 25 Oct 2021)
- [FCA CF] Manager of certification employee (since 8 Dec 2020)
- [FCA CF] Client dealing (since 7 Sep 2016)
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 22 Oct 2021)
- [FCA CF] Significant management (since 14 Dec 2020)
- [FCA CF] Manager of certification employee (since 8 Dec 2020)
- [FCA CF] Client dealing (since 24 Feb 2017)
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- [FCA CF] Significant management (1 Nov 2023 to 5 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.