Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Financial (no longer approved here)

    FRN 442767

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 10 Dec 2025)
    • [FCA CF] Client dealing (2 Feb 2022 to 10 Dec 2025)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (25 Mar 2011 to 1 Apr 2014)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 28 Jan 2011)
    • CF26 Customer Trading (27 Dec 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Dec 2002 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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