Sigismond Li

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 8 Nov 2009)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (14 Aug 2006 to 22 May 2007)
    • CF22 Investment Adviser (Trainee) (22 Feb 2005 to 14 Aug 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (15 Oct 2004 to 18 Feb 2005)
    • CF22 Investment Adviser (Trainee) (16 Sep 2002 to 15 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.