Siddhartha Kapila

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 4 May 2023)
    • [FCA CF] Functions requiring qualifications (since 4 May 2023)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2020 to 10 Jun 2020)
    • [FCA CF] Functions requiring qualifications (31 Jan 2020 to 10 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

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