Siddharth Mittra

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mirabella Financial Services LLP
FRN 415559
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Dec 2018 to 8 Dec 2019)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (14 Jul 2014 to 31 Dec 2018)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (21 Jan 2010 to 16 May 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.