Siafra Mary James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Professional Financial Planning Group Ltd
FRN 804844
- CF30 Customer (since 27 Sep 2024)
- [FCA CF] Client dealing (since 15 May 2023)
Women's Wealth Ltd
FRN 950921
- Employed By (since 27 Sep 2024)
esure Insurance Limited (no longer approved here)
FRN 203350
- [FCA CF] Significant management (7 Mar 2022 to 25 Mar 2022)
Esure Services Limited (no longer approved here)
FRN 312063
- [FCA CF] Significant management (7 Mar 2022 to 25 Mar 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.