Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kotak Mahindra (UK) Limited
FRN 171837
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (25 Aug 2017 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 1 Oct 2010)
- CF30 Customer (1 Nov 2007 to 1 Oct 2010)
- CF3 Chief Executive (24 May 2006 to 1 Oct 2010)
- CF23 Corporate Finance Adviser (24 May 2006 to 31 Oct 2007)
- CF2 Non Executive Director (13 Dec 2002 to 19 Jul 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Dec 2002 to 31 Oct 2007)
- CF21 Investment Adviser (13 Dec 2002 to 31 Oct 2007)
- CF26 Customer Trading (13 Dec 2002 to 31 Oct 2007)
- CF27 Investment Management (13 Dec 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.