Shuo Wu

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon

    FRN 122467

    • [PRA CF] Significant risk taker or Material risk taker (since 23 Jul 2025)
    • [FCA CF] Manager of certification employee (since 28 Mar 2025)
    • [FCA CF] Algorithmic trading (since 22 Jan 2025)
    • [FCA CF] Client dealing (since 22 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2025 to 19 Jun 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (28 Jan 2021 to 2 Oct 2024)
    • [FCA CF] Material risk taker (1 Jan 2021 to 2 Oct 2024)
    • [FCA CF] Algorithmic trading (12 Nov 2020 to 2 Oct 2024)
    • [FCA CF] Client dealing (5 Dec 2019 to 2 Oct 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Algorithmic trading (17 Aug 2016 to 24 Oct 2019)
    • [FCA CF] Client dealing (13 Apr 2016 to 24 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Oct 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Oct 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Algorithmic trading (17 Aug 2016 to 24 Oct 2019)
    • [FCA CF] Client dealing (13 Apr 2016 to 24 Oct 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.