Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (1 Nov 2007 to 11 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.