Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Algorithmic trading (25 Jun 2020 to 8 Nov 2021)
    • [FCA CF] Client dealing (25 Jun 2020 to 8 Nov 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (20 Jul 2018 to 22 May 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (20 Aug 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.