Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 16 Nov 2016)
- [FCA CF] Manager of certification employee (since 16 Nov 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (5 Nov 2002 to 5 Jun 2005)
- CF22 Investment Adviser (Trainee) (5 Nov 2002 to 5 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.