Shiv Swaroop

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prosperity Finance UK Limited

    FRN 734849

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
  • PKD MORTGAGE NETWORK LIMITED

    FRN 846083

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2024)
    • CF1 Director (AR) (28 Feb 2024 to 19 Feb 2026)
  • Galaxy Finance Specialist Ltd (no longer approved here)

    FRN 1008042

    • (1)Employed By (28 Feb 2024 to 19 Feb 2026)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (5 Mar 2020 to 1 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.