Shitij Sanghi

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America Europe DAC

    FRN 989014

    • [FCA CF] Client dealing (since 29 Nov 2023)
  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Material risk taker (since 27 Sep 2017)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • CF30 Customer (9 Sep 2011 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Material risk taker (since 27 Sep 2017)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (3 Sep 2009 to 9 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.