Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 24 Nov 2023)
- CF10 Compliance Oversight (4 Dec 2019 to 8 Dec 2019)
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- CF10 Compliance Oversight (19 Dec 2018 to 1 Feb 2019)
- CF11 Money Laundering Reporting (19 Dec 2018 to 1 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.