Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 29 Jul 2021)
- CF30 Customer (since 21 Jul 2021)
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Shipra Kohli
FRN 952573
- (1)Employed By (since 21 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.