Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 11 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Dec 2023 to 28 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (6 Nov 2023 to 28 Nov 2025)
  • Apollo Private Wealth Ltd (no longer approved here)

    FRN 776254

    • (4)Employed By (13 Dec 2023 to 28 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apollo Private Wealth Ltd

  2. controlled function added: (4)Employed By at Apollo Private Wealth Ltd