Shikha Gupta

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astra Asset Management UK Limited

    FRN 726035

    • [FCA CF] Client dealing (since 11 Apr 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Apr 2024)
    • CF1 Director (19 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Mar 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Mar 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Mar 2017)
    • CF30 Customer (3 Dec 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.