Sheung Yi Christine Chow

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • [FCA CF] Material risk taker (3 Apr 2023 to 15 Aug 2023)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (22 Aug 2022 to 10 Feb 2023)
    • [FCA CF] Significant management (22 Aug 2022 to 10 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (31 Dec 2021 to 10 Jan 2023)
    • [FCA CF] Client dealing (3 Nov 2021 to 10 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.