Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RWA FP Ltd
FRN 978370
- (3)Employed By (since 7 Jul 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 26 Oct 2018)
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- Employed By (28 Aug 2019 to 14 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.