Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pemberton Capital Advisors LLP
FRN 561640
- [FCA CF] Client dealing (since 17 Jul 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2023)
- CF30 Customer (19 Apr 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2023)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 19 Aug 2011)
- CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.