Shelley McMillan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WATSON, WOOD & SILLARS LTD

    FRN 806354

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (16 Nov 2021 to 7 Aug 2022)
    • [FCA CF] Client dealing (16 Nov 2021 to 7 Aug 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (18 May 2016 to 2 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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