Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 9 Sep 2019)
- CF30 Customer (1 Nov 2007 to 18 Nov 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF11 Money Laundering Reporting (14 Jul 2004 to 9 Sep 2019)
- CF21 Investment Adviser (14 Jul 2004 to 31 Oct 2007)
- CF3 Chief Executive (14 Jul 2004 to 18 Nov 2019)
- CF8 Apportionment and Oversight (14 Jul 2004 to 31 Mar 2009)
- CF24 Pension Transfer Specialist (14 Jul 2004 to 31 Oct 2007)
- CF1 Director (14 Jul 2004 to 18 Nov 2019)
- CF10 Compliance Oversight (14 Jul 2004 to 9 Sep 2019)
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- (4)Employed By (1 Oct 1998 to 16 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.