Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Dec 2015)
    • CF30 Customer (since 9 Apr 2013)
    • (1)Employed By (since 9 Apr 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (27 Jul 2012 to 9 Nov 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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