Shazad Amir

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Nikko Capital Markets Limited
FRN 171935
- [FCA CF] Manager of certification employee (since 13 Oct 2025)
- [FCA CF] Client dealing (since 12 Jan 2022)
- [FCA CF] Material risk taker (12 Jan 2022 to 21 Feb 2023)
SMBC Bank International plc
FRN 223304
- [FCA CF] Manager of certification employee (since 13 Oct 2025)
- [FCA CF] Client dealing (since 23 Sep 2024)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (4 Jun 2019 to 23 Sep 2021)
Mizuho International plc (no longer approved here)
FRN 119256
- CF30 Customer (10 Nov 2015 to 6 Mar 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (12 Aug 2009 to 10 Aug 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.