Shawn Chen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (18 Feb 2019 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (6 Feb 2017 to 31 Jul 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (18 Feb 2019 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 31 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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