Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 23 Apr 2026)
- CF8 Apportionment and Oversight (26 Oct 2016 to 8 Dec 2019)
-
- CF21 Investment Adviser (10 Sep 2002 to 18 Apr 2005)
-
- CF21 Investment Adviser (23 Apr 2002 to 31 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.