Shawn Andrew Wexler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale

    FRN 124866

    • [FCA CF] Manager of certification employee (since 3 Feb 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (30 Jun 2010 to 6 Mar 2016)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (27 Jun 2008 to 30 May 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (13 Apr 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (7 May 2004 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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