Shaun Ronald Jellis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • F G WATTS FINANCIAL ADVISERS LIMITED

    FRN 774881

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 23 May 2024)
    • Responsibility for MCD Intermediation (since 23 May 2024)
    • [FCA CF] Significant management (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF21 Investment Adviser (18 Dec 2003 to 31 Oct 2007)
  • Key Retirement Solutions Ltd (no longer approved here)

    FRN 206140

    • (39)Employed By (1 Dec 2001 to 18 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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