Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 29 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2024)
    • [FCA CF] Client dealing (since 13 Mar 2024)
    • CF30 Customer (since 11 Mar 2024)
    • (2)Employed By (since 11 Mar 2024)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (179)Employed By (6 Jan 2020 to 19 Jun 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (6 Jan 2020 to 19 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (20 Dec 2019 to 19 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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