Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (23 Feb 2021 to 11 Apr 2022)
- [FCA CF] Client dealing (23 Feb 2021 to 11 Apr 2022)
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- CF1 Director (AR) (2 Jan 2012 to 1 Jul 2016)
- CF30 Customer (2 Jan 2012 to 1 Jul 2016)
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- CF1 Director (AR) (5 Jun 2008 to 19 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 20 Dec 2011)
- CF1 Director (AR) (6 Mar 2006 to 16 Mar 2012)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
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- Employed By (13 Oct 2003 to 16 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.